Contributed by:
A. Mosier, Department of Agriculture,
Agricultural Reserch Service, USA, and C. Kroeze, Wageningen
Agricultural University, The Netherlands
1. Introduction
During the past decade attempts to define budgets for global
atmospheric nitrous oxide suggested that the strength of known
nitrous oxide sources is underestimated or that unidentified
sinks exist (IPCC, 1990; 1992; Robertson, 1993). In these budgeting
efforts anthropogenic nitrous oxide emissions due to agricultural
activities were considered to be relatively small (Table 1).
These assessments were based upon a few reviews and interpretations
that needed further examination (IPCC, 1992; Mosier, 1994; Bouwman,
1996). Questions to these interpretations were beginning to be
raised during the development of national inventory methodologies
for nitrous oxide in agriculture (IPCC, 1995b; Bouwman, 1995;
Duxbury and Mosier, 1993; Mosier and Bouwman, 1993). Before that
time nitrous oxide emissions from agricultural systems were only
considered from the aspect of direct nitrous oxide emissions
from agricultural fields (OECD/OCDE, 1991) that had been fertilized
with synthetic nitrogen (N) fertilizer. The estimates used tended
to underestimate total agricultural emissions (Mosier, 1994;
Bouwman, 1996) since only part of the nitrogen (N) input into
crop production was considered and the animal production portion
of agriculture was not included and needed to be considered along
with the rest of the agricultural N cycle.
TABLE 1. Global nitrous oxide budgets: IPCC (1992), IPCC (1994) and from
the nitrous oxide methodology presented in this paper for nitrous
oxide from cultivated soils (IPCC, 1997).
Sources IPCC, 1992 IPCC, 1995a IPCC, 1997
-----------------Tg N y-1------------------
Natural*
ocean 1.4-2.6 3 (1-5) 3.0 (1-5)
tropical soils
wet forest 2.2-3.7 3 (2.2-3.7) 3.0 (2.2-3.7)
dry savanas 0.5-2.0 1 (0.5-2.0) 1.0 (0.5-2.0)
temperate soils
forests 0.5-2.0 1 (0.1-2.0) 1.0 (0.1-2.0)
grasslands ? 1 (0.5-2.0) 1.0 (0.5-2.0)
Subtotal 4.6-8.3 9 (4.3-14.7) 9.0 (4.3-14.7)
Anthropogenic
agricultural soils 0.03-3.0 3.5 (1.8-5.3) 3.3# (0.6-14.8)
biomass burning 0.2-2.1 0.5 (0.2-1.0) 0.5 (0.2-1.0)
industrial sources 0.8-1.8 1.3 (0.7-1.8) 1.3 (0.7-1.8)
cattle and feedlots ? 0.4 (0.2-0.5) 2.1 (0.6-3.1)
Subtotal 1.0-6.9 5.7 (3.7-7.7) 7.2 (2.1-19.7)
Total Sources 5.6-15.2 14.7 (8-22.4) 16.2 (6.4-34.4)
Sinks
Atmospheric Increase 3-4.5 3.9 (3.1-4.7) 3.9 (3.1-4.7)
Soils ? ? ?
Stratospheric Sink 7-13 12.3 (9-16) 12.3 (9-16)
*For IPCC, 1997 estimates of natural
nitrous oxide sources we use the values from IPCC, 1995a. The
values in parentheses in this column represent the range of estimates
for each category.
# The 3.3 shown here is 0.8 lower than
the total in Table 2, because we assume that part of the natural
soil and ocean emissions estimates include part of the indirect
nitrous oxide that we calculate from emissions of ammonia and
NOx from fertilization of agricultural soils and from nitrate
leaching and runoff from these soils (Kroeze et al., 1998).
In this paper, we summarize the background of the IPCC Guidelines
for National Greenhouse Gas Inventories (IPCC, 1997) for nitrous
oxide from agriculture and its implications for the global nitrous
oxide budget as described in Mosier et al. (1998a; 1998b). The
United Nations Framework Convention on Climate Change requires
that all parties periodically update and publish national inventories
of anthropogenic emissions by sources and removals by sinks of
all greenhouse gases not controlled by the Montreal Protocol,
using comparable methodologies. In response to this mandate the
Intergovernmental Panel on Climate Change (IPCC), through the
Office of Economic Cooperation and Development (OECD) and International
Energy Agency (IEA) has been coordinating the development and
updating of national inventory methodologies for various greenhouse
gases. The first Phase of methodology development was published
in the 1995 IPCC Guidelines for National Greenhouse Gas Inventories
(IPCC, 1995b). In Phase II a working group of 32 persons from
18 countries was assembled in December, 1995, at the request
of OECD/IPCC/IEA to revise the IPCC Guidelines for National Greenhouse
Gas Inventories for Nitrous Oxide from Agricultural Soils (IPCC,
1997).
The IPCC, 1995 Guidelines (IPCC, 1995b) included only nitrous
oxide emissions occurring directly from agricultural fields.
The N sources in this calculation were expanded to include synthetic
fertilizers, organic N from animal excreta and crop residue and
the amount of biological N fixation. This basic formula equating
direct nitrous oxide emissions from agricultural soils to the
N input multiplied by a conversion factor of 1.25 +/- 1.0 % was
used in the Cole et al. (1996) Climate Change 1995 assessment
of mitigation options for nitrous oxide emissions from agriculture.
Values from these estimates were included in the Climate Change
1994 (IPCC, 1995a) report. Cole et al. (1996) included an additional
factor of 0.75% of N applications to provide some accounting
for indirect nitrous oxide emissions that eventually evolved
back to the atmosphere from N leaching or runoff from agricultural
fields as well as NOx and ammonia volatilization (Cole et al.
1996) (Table 1).
The IPCC 1995 Guidelines still lacked mechanisms for estimating
N-fixation and crop residue input and a quantifiable method for
calculating nitrous oxide production following N leaching and
runoff. N applied to agricultural soils may be lost from the
fields through surface erosion or leaching (Duxbury and Mosier,
1993). This leached N continues recycling in the soil-water-air
system and eventually is denitrified and converted to nitrous
oxide and dinitrogen gas and released back to the atmosphere
(Figure 1; Nevison et al. 1996), or buried in sediments. All
of these pathways and factors needed to be included in the anthropogenic
agricultural soil nitrous oxide source. Additionally, in the
IPCC 1995 Guidelines animal production systems were not included
in the agricultural anthropogenic nitrous oxide production guidelines.
As a start in overcoming these deficiencies in national emission
inventories, we developed a revised method for estimating country-scale
anthropogenic nitrous oxide emissions from agricultural soils
which is described in detail in the 1996 IPCC National Inventory
Methodology Guidelines (IPCC, 1997) and in Mosier et al. (1998a).
The result of using the new calculations suggests that an underestimation
of total anthropogenic nitrous oxide emissions from agricultural
systems is likely responsible for the previous imbalanced global
nitrous oxide budgets (Table 1).
Figure 1. Diagram of agricultural soil
N cycle and nitrous oxide production (concept from Nevison et
al., 1996; Mosier et al., 1998).
2. Sources of nitrous
oxide directly related to N input into agricultural soils
In most agricultural soils biogenic formation of nitrous oxide
is enhanced by an increase in available mineral N which, in turn
increases nitrification and denitrification rates. Addition of
fertilizer N, therefore, directly results in extra nitrous oxide
formation (Figure 1). In addition, these inputs may lead to indirect
formation of nitrous oxide after N leaching or runoff, or following
gaseous losses and consecutive deposition of NOx and ammonia.
We term a variety of sources of N in agricultural systems as
anthropogenic; including synthetic fertilizers, animal manures
(urine and feces), N derived from enhanced biological N-fixation
through nitrogen-fixing crops, crop residue returned to the field
after harvest, and human sewage sludge application. Some part
of the animal manure N, crop residue, and sewage may have come
from previous application of synthetic fertilizer. However, the
reentry of this N back into the soil systems renders it again
susceptible to microbial processes which produce nitrous oxide.
2.1. Synthetic fertilizers and animal
excreta N used as fertilizer
Although synthetic fertilizers and animal manures are important
sources of nitrous oxide, their soil input is required to provide
the N needed to meet global food production demands. The amount
of synthetic fertilizer N applied to agricultural fields world-wide
is well documented in the FAO data base (FAO Annual Yearbooks
(e.g., FAO, 1990 a & b); or world wide web: http://ww.fao.org/waicent/Agricul.htm).
Although the amount of N used as fertilizer from animal excreta
is more uncertain, estimates are made, based on animal population
and agricultural practices (IPCC, 1997; Mosier et al. 1998).
To account for the loss of N fertilizer from ammonia volatilization
and emission of nitric oxide (NO) through nitrification after
fertilizer is applied to fields, an ammonia volatilization and
NO emission factor is needed. Even though climate, soil, fertilizer
placement and type, and other factors influence ammonia volatilization
and NOx emission a fixed, default emission factor of 0.1 (kg
ammonia-N + NOx-N emitted/kg N excreted) is used for synthetic
fertilizers and 0.2 (kg ammonia-N + NOx-N emitted/kg N applied)
for animal waste fertilizer. The amount of N from these sources
available for conversion to nitrous oxide is therefore equal
to 90% of the synthetic fertilizer N applied and 80% of the animal
waste N applied (Schepers and Mosier, 1991).
2.2. Biological N fixation
Both the amount of N fixed by biological N fixation in agricultural
systems and the nitrous oxide conversion coefficient are uncertain.
Biological nitrogen fixation (BNF) supplies globally some 90
to 140 Tg N/yr to agricultural systems (Peoples et al., 1995).
Although more verification on these figures is necessary, most
indications are that BNF contributes more N for plant growth
than the total amount of synthetic N fertilizers applied to crops
each year (Danso, 1995). The Phase I IPCC Guidelines (IPCC, 1995b)
mention about equal rates. On average, BNF supplies 50-60% of
the N harvested in grain legumes, 55-60% of the N in nitrogen
fixing trees and 70-80% of the N accumulated by pasture legumes
(Danso, 1995). Cultivation of grain legumes, however, often results
in net soil N depletion.
Because of the uncertainty in knowing the amount of dinitrogen
fixed during N-fixation (Peoples et al., 1995) and the lack of
country data on N-fixing crops, it is difficult to assign a conversion
factor to nitrous oxide emission that is related to the amount
of N fixed by a crop. Total N input is estimated by assuming
that total crop biomass is about twice the mass of edible crop
(FAO), and a certain N content of N fixing crop. This crop production
is defined in FAO crop data bases as "pulses and soybeans".
The N-fixation contribution does not include nitrous oxide produced
in legume pastures. This nitrous oxide production is at least
partially accounted for emissions from pastures that are being
grazed. Australia and New Zealand, for example, contain large
areas of pasture land that includes legumes as part of the pastoral
system.
2.3. Crop residue
There is only limited information concerning reutilization
of N from crop residues applied to agricultural lands. Although
the amount of N that recycles into agricultural fields through
residues may add 25-100 Tg N/yr of additional N into agricultural
soils (mainly from crop residues) the amount converted to nitrous
oxide is not known. To account for the nitrous oxide in the inventory
budget at this time the emission factor for fertilizers is used
as default and the amount of N reentering cropped fields through
crop residues is calculated from the FAO data concerning crop
production.
Nitrous oxide emissions associated with crop residue decomposition
are calculated here by estimating the amount of N entering soils
as crop residue. The amount of nitrogen entering the crop residue
pool is calculated from crop production data. Since FAO data
only represent the edible portion of the crop, these must be
roughly doubled to estimate total crop biomass. We assume a nitrogen
percentage to convert from kg dry biomass per year to kg N/yr
in crops. We distinguish between N-fixing crops (pulses and soybeans)
and non-N-fixing crops. Some of the crop residue is removed from
the field as crop (approximately 45%), and some may be burned
(approximately 25% of the remaining residue in developing countries),
or fed to animals. The amount of N in crop residue actually returned
to a field is uncertain, as is the amount of time required for
the N to mineralize. We assume here that input and impact on
nitrous oxide production occur annually. Neither the amount of
root biomass remaining in the soil nor the amount of plant residue
fed to animals is accounted for in this crop residue estimate.
3. Revised IPCC guidelines for estimating
nitrous oxide emissions from agriculture
This new approach to estimating nitrous oxide emissions from
agricultural systems includes: (1) direct emissions of nitrous
oxide from agricultural fields; (2) direct emissions of nitrous
oxide in animal production systems and, (3) some of the indirect
emission of nitrous oxide that are derived from N that originated
from agricultural systems. Elements (2) and (3) were not previously
included in the IPCC Guidelines for National Greenhouse Gas Inventories
(IPCC, 1997). These guidelines provide default emission factors
that can be applied to readily available databases, thus the
method is applicable to any world country.
3.1. Direct emissions of nitrous oxide
from agricultural soils
Formation of nitrous oxide in agricultural soils is a biogenic
process and primarily results from nitrification and denitrification.
Simply defined, nitrification is the aerobic microbial oxidation
of ammonium to nitrate and denitrification is the anaerobic microbial
reduction of nitrate to dinitrogen gas. Nitrous oxide is an intermediate
in the reaction sequences of both processes which leaks from
microbial cells into the soil atmosphere (Firestone and Davidson,
1989).
The revised IPCC Guidelines estimate direct emissions of nitrous
oxide from agricultural soils as a fixed percentage, 1.25 (0.25
- 2.25)%, of the additional N inputs, recognizing that in
most agricultural soils biogenic formation of nitrous oxide is
enhanced by an increase in available mineral N which, in turn,
increases nitrification and denitrification rates (Mosier et
al., 1998a). Addition of fertilizer N, therefore, directly results
in extra nitrous oxide formation.
The IPCC Guidelines also provide an estimate of enhanced background
emissions (2-5 kg nitrous oxide-N/ha/yr) from cultivated organic
soils. Many studies on nitrous oxide emissions from agricultural
soils investigate the difference in nitrous oxide production
between fertilized and unfertilized fields. Emissions from unfertilized
fields are considered background emissions. However, actual background
emissions from agricultural soils may be higher than historic
natural emissions as a result of enhanced mineralization of soil
organic matter due to previous agricultural activities. This
is particularly observed in organic soils (Bouwman and van der
Hoek, 1991; Kroeze, 1994). Background emissions may also be lower
than historic emissions due to depletion of soil organic matter
(Groffman et al., 1993).
3.2. Nitrous oxide
emissions in animal production systems
The IPCC 1995 Guidelines, as most earlier estimates of nitrous
oxide emission from agriculture and other sources (IPCC, 1990;
1992), did not include nitrous oxide emission from animal production.
Recent studies (e.g., Bouwman, 1996; Jarvis and Pain, 1994; Mosier
et al., 1996) indicate that emissions from animal wastes can
be significant. Therefore, the revised IPCC Guidelines include
two potential sources of nitrous oxide in animal production (i)
wastes from confined animals and (ii) dung and urine deposited
on the soil by grazing animals. Emissions induced by use of manure
N as fertilizer applied to agricultural fields are considered
direct nitrous oxide emissions from agricultural fields. The
revised method assumes that nitrous oxide emissions can be calculated
as a function of the N excretion and the type of animal waste
management system (AWMS) (Mosier et al. 1998a). Therefore, default
N excretion factors were defined (in kg N per animal) for several
animal types in different world regions. In addition, nitrous
oxide emission factors (as fraction of the amount of manure-N)
are given for different AWMS. Thus, the calculation estimates
nitrous oxide produced from animal production systems (AWMS)
separately from the N from animal wastes that is used as fertilizer.
3.3. Indirect nitrous oxide
emissions from N used in agriculture
The revised methodology includes indirect nitrous oxide formation
induced by (i) emissions and consective deposition of NOx and
ammonia, (ii) nitrogen leaching and runoff, and (iii) sewage
(Mosier et al., 1998a). Thus the method recognizes that annual
N input into agricultural systems for crop production is only
partly utilized by crops. Generally, less than 70% of N applied,
and frequently as little as 20% is taken up by the crop (Meisinger
and Randall, 1991). The added fertilizer N that is not utilized
by the crop is either stored in the soil profile of the field
or is lost from the system through leaching of nitrate to groundwaters,
runoff of soil or nitrate to surface waters or volatilized through
ammonia volatilization or nitrification/denitrification as NOx,
nitrous oxide or dinitrogen. The N that leaves the agricultural
system is, over the long term, either denitrified to dinitrogen
with a small fraction of nitrous oxide produced (IPCC, 1997)
or stored in sediments of aquatic systems.
To summarize the aspects of indirect nitrous oxide emissions,
the major pathways for synthetic fertilizer and manure nitrogen
input that give rise to indirect emissions are:
- Volatilization and subsequent atmospheric deposition of ammonia
and NOx
- Nitrogen leaching and runoff
- Human consumption of crops followed by municipal sewage treatment
The IPCC Guidelines provide default factors to estimate the
nitrous oxide emissions related to these fluxes on a national
scale. In short, the method assumes that 1 (0.2 - 2)% of the
NOx and ammonia emitted from agricultural fields is converted
to nitrous oxide elsewhere. Indirect emissions following N leaching
and runoff are estimated as 2.5 (0.2 -12)% of the amount of N
lost from the fields. And an estimated 1 (0.2 - 12)% of N in
sewage is estimated to be lost as nitrous oxide. Thus these nitrous
oxide-N emissions are calculated from a country's NOx and ammonia
emissions and N transported in leaching and runoff, so that all
nitrous oxide formed as a result of NOx and ammonia emissions
and leaching and runoff in country Z are assigned to country
Z, even if the actual nitrous oxide formation takes place in
another country (Mosier et al., 1998a).
4. Global emissions
of nitrous oxide from agriculture 1960 - 1994
Following the IPCC (1997) methodology the total global emissions
of nitrous oxide from agricultural source in 1990 were 6.2 (1.2
- 16.9) Tg nitrous oxide-N/yr. The estimated direct emissions
from agricultural soils totaled 2.1 Tg N, direct emissions from
animal production totaled 2.1 Tg N, and indirect emissions resulting
from agricultural N input into the atmosphere and aquatic systems
totaled 2.0 Tg nitrous oxide-N (Table 2). These estimates show
that each of the three components of agriculture considered contribute
about the same amount of nitrous oxide to the global atmospheric
budget. Moreover, the estimates indicate that the nitrous oxide
input to the atmosphere from agricultural production as a whole
has apparently been previously underestimated (Table 1).
TABLE 2. Global nitrous oxide emissions from agricultural soils calculated
with the IPCC (1997) methodology (Tg N/yr) for 1990.
Direct soil emissions
- synthetic fertilizer 0.87 (0.18-1.6)1
- animal waste 0.63 (0.12-1.1)
- biological dinitrogen fixation 0.12 (0.02-0.2)
- crop residue 0.37 (0.07-0.7)
- cultivated Histosols 0.1 (0.02-0.2)
- Subtotal 2.1 (0.4-3.8)
Animal production2
- animal waste management systems 2.1 (0.6-3.1)
Indirect emissions
- atmospheric deposition 0.36 (0.07-0.7)
- nitrogen leaching and runoff 1.4 (0.11-6.7)
- human sewage 0.22 (0.04-2.6)
- Subtotal 1.98 (0.22-10.0)
Total 6.2 (1.2-16.9)
1Values in parentheses indicate estimated range which is derived from
emission factor range
2Animal production includes grazing animals
We also estimated global agricultural nitrous oxide emissions
for each fifth year from 1960 through 1994, to observe temporal
emission trends (Fig. 2, Mosier et al., 1998b). Considering only
nitrous oxide emitted directly from agricultural fields, these
emissions increased 2.6 times over the 35 year period while total
global agricultural emissions increased by about 1.8 times. The
larger increase from direct emissions is due, mainly, to increased
synthetic fertilizer input. Synthetic fertilizer comprised about
15% of total N input (about 64 Tg) into agriculture in 1960 compared
to about 44% of total N input (about 167 Tg) in 1994 (FAO). Nitrous
oxide emissions did not increase in 1994 above the 1990 value
because synthetic N use was 3.6 Tg lower in 1994 than in 1990
and beef production globally has not increased while N input
from other sources increased by only about 3.3 Tg, thus total
N input was about 167 Tg both years. From 1980 to 1994 agricultural
nitrous oxide emissions increased by about 15%.

Figure 2. Estimates
of nitrous oxide emissions from agricultural systems worldwide,
directly from agricultural fields (direct) from animal waste
management systems (AWMS) and from indirect sources (indirect).
We found that the total global nitrous oxide budget is reasonably
in balance if we use the nitrous oxide emission estimate for
agricultural soils calculated by the IPCC (1997) methodology.
Incorporating the above estimate into an atmospheric model, Kroeze
et al. (1998) suggest that the increases in atmospheric nitrous
oxide that have occurred during the past century can be mainly
attributed to changes in food production systems.
5. Future needs for
methodology development
The methodology for country-based nitrous oxide emissions
described above is a rough, generalized approach which treats
all agricultural systems as being the same under all climates,
in all soils, in all crops and in all management systems. The
ranges of conversion factors, however, provide for direct emissions
calculations which cover much of the potential nitrous oxide
emissions from each country, whatever climate, soils and set
of crops is involved. Some recent studies in temperate (e.g.,
Thornton and Valente, 1996) and tropical systems (Veldkamp and
Keller, 1997) show very high direct nitrous oxide emissions while
other studies (Corrie et al., 1996; Flessa et al., 1995; Wagner-Riddle
and Thurtel, 1998) demonstrate that significant nitrous oxide
emissions commonly occur during thaw periods in early spring
and winter or through snow-covered agricultural soils (Van Bochove
et al., 1996). Thus, annual emission factors used may underestimate
direct annual nitrous oxide emissions from agricultural fields.
To make significant improvement in inventory methodologies
for nitrous oxide, we think that the next step is to utilize
process based models to produce country inventories for direct
emissions from agricultural soils (eg. Li et al., 1992; Potter
et al., 1996; Parton et al., 1996), appropriate animal management
models for nitrous oxide from animal production, simulation models
which more effectively represent N transformations in aquatic
systems, including riparian areas, wetlands, rivers estuaries,
continental shelves, and the deep ocean (e.g., Seitzinger and
Kroeze, 1998). The soil C and N cycles are tightly integrated
and we think that both C and N should be considered together
so that various aspects of the C and N cycle and carbon dioxide
and nitrous oxide production can be more accurately defined.
The accuracy of N fraction prediction is closely tied to C turnover
in the soil as it controls N mineralization and immobilization.
The turnover and retention of N and consumption of methane in
all soils is also intimately linked with the C cycle. Conversely,
C retention in soils is directly tied to mineral N availability.
These models must, however, include adequate flexibility to predict
cold soil emissions as well as emissions under tropical conditions.
Acknowledgments
We acknowledge the special input of Cindy Nevison, Oene Oenema,
Sybil Seitzinger, and Oswald Van Cleemput into information development
for this paper and the remainder of the IPCC/OECD Work Group
Participants and Contributors: L. Bakken, P. Bielek, S. Bogdanov,
Y. Bonduki, A.F. Bouwman, R.A. Dentener, R. Francisco, J. Freney,
S. Frolking, P. Groffman, O. Heinemeyer, R. Karaban, L. Klemedtsson,
P. Leffelaar, E. Lin, K. Minami, D.C. Parashar, R. Sherlock,
K. Smith, H.G. Van Faassen, E. Veldkamp, G.L. Velthof, G.X. Xing,
in generating the concepts presented in this paper.
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